... Total market indexes Total portfolio solutions Total return indexes TRACE ... security misweights tax benefit vs. transaction costs Tracking the index as objective ... Systems (ATSs) (portfolio management) External Crossing Networks (ECNs)
United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services ... systems ( ATSS ) , nearly 4,500 broker - dealers , 8 active clearing ... Security - Based Swap Execution Facilities ( SEFS ) Security - Based ...
... Total Costs FY 2017 FTE BY SEC STRATEGIC GOAL Goal 1 Establish an Effective ... systems ( ATSs ) , over 4,000 broker - dealers , six active clearing ... security - based swap data repositories ( SDRs ) , SBSDS , MSBSPs , and swap ...
Assessment of Staffing Needs of Systems Specialists in Aviation reviews the available information on: (A) the duties of employees in job series 2101 (Airways Transportation Systems Specialist) in the Technical Operations service unit; (B) ...
... active registered clearing agencies , FINRA , two plan processors , one ATS , and one exempt clearing agency participate in the current ARP Inspection Program , which covers their automated systems ... ATSS accounting for a significant ...
... systems becomes everyday actions . " The directorate is also developing ... Active and Reserve Components . It provides a means of disseminating ... ATSS - SJ , Editor USASMA , 11291 SGT E Churchill St. , Fort Bliss , TX 79918-8002 5 ...