4 days ago · Law & Regulation · Administrative Acts · Consultations · Circulars · Interpretative decisions · Guidance Notices · Legal Bases · Acts · Regulations · ESA ...

5 days ago · On its website, BaFin makes public certain measures and sanctions which it has adopted due to contraventions of prohibitions and requirements in the sector ...

3 days ago · German financial regulatory authority BaFin lifted growth restrictions on N26, after the digital bank made improvements to its anti-money laundering (AML) ...

4 days ago · 2024 | Topic Measures Announcement regarding Oldenburgische Landesbank AG : BaFin imposes higher own funds requirements and orders bank to remedy shortcomings.

4 days ago · Under BaFin's restrictions, N26 has been limited to adding 60,000 new customers per month, the release said. BaFin fined N26 almost $5 million in September 2021 ...

5 days ago · Measures BaFin imposes on undertakings subject to supervision under the Insurance Supervision Act (Versicherungsaufsichtsgesetz – VAG ) and their senior ...

4 days ago · The Federal Financial Supervisory Authority (BaFin) warns consumers about the services offered on the websites tradingprofinancial.com and activ-fx.com.

5 days ago · German regulator BaFin has fined challenger bank N26 €9.2 million for allegedly reporting suspicious money laundering activity late in 2022.

5 days ago · German financial regulator BaFin is lifting the growth restriction it placed on neobank N26 over concerns around money laundering and financial crime ...

5 days ago · After more than two years, Germany's financial regulator BaFin has lifted a cap on the number of new customers that digital bank N26 can onboard.

6 days ago · Linq Capital has been added to the warning list of another European regulator. The company claims to be registered in a city that doesn't exist.

4 days ago · ... (BaFin) on net short positions in Wirecard AG (Wirecard) shares under the Short Selling Regulation. The measure entered into force at 06:00 CET today (before ...

4 days ago · Law & Regulation · Administrative Acts · Consultations · Circulars · Interpretative decisions · Guidance Notices · Legal Bases · Acts · Regulations · ESA ...

5 days ago · Germany's financial regulator, BaFin, has removed a cap on the number of new customers that digital bank N26 can onboard, effective June 1.

5 days ago · The Federal Financial Supervisory Authority (BaFin) warns consumers about the website toptiercapital.org. According to information available to BaFin, ...

3 days ago · His coverage includes regulation and the latest pensions and investments trends, and, being a native Italian, he also covers Italy's pensions market. He has ...

4 days ago · BaFin announced the news Monday. Coinbase is the first company to receive the license, BaFin said in a press release. In November 2019, Germany's parliament – ...

5 days ago · BaFin is hosting a conference at the World Conference Center in Bonn on 11 September 2024 to mark the 10th anniversary of the SSM and European cooperation in ...

5 days ago · Financial regulator BaFin in 2021 ordered the online-only bank to limit its new client sign-ups to 50,000 a month, compared with the monthly average of ...

4 days ago · Berlin, Germany – After more than two years, Germany's financial regulator BaFin has lifted the cap on the number of new customers that digital bank N26 can ...

5 days ago · ... Directive or the Transparency Directive),; for ... Regulation, including any ESG-related scores or ... A recent study by the German supervisory authority BaFin ...

Missing: Regulation | Show results with:Regulation

5 days ago · ... regulator, Bafin. However, when… AML Intelligence. Subscribe now to have unlimited access. With our subscription, you will have unlimited access to the AML ...

4 days ago · BaFin lifts N26 customer onboarding cap. After more than two years, Germany's financial regulator BaFin has lifted a cap on the number of new customers that ...

4 days ago · N26 Welcomes Complete #BaFin Growth Restriction Lift From 1 June 2024 https://t.co/N8H7dD6TPE #fintech #regulation @n26 @fintechf.

5 days ago · BaFin regularly publishes expert articles on contemporary supervisory issues in its monthly appearing BaFinJournal, a specialist magazine and main news bulletin ...

2 days ago · ... Regulation Systems Compliance and Integrity. N26 office. News Brief · N26 fined $9.6M for not timely filing AML reports to BaFin. May 22, 2024By Aaron Nicodemus.

3 days ago · BaFin has published results after analysing 176 re/insurers facing natcat risk. UK insurers brace for general election. 22 May 2024. Election scheduled for 4 ...

4 days ago · German regulator BaFin allows UCITS funds to buy crypto exchange-traded notes (ETNs) on the delta one exemption, a derivative that tracks the performance of ...

5 days ago · Finding the future role of supervision and regulation. Prof Claudia M. Buch (European Central Bank). José Manuel Campa (European Banking Authority). Prof ...

4 days ago · German regulator BaFin lifts neobank N26 growth restriction. The chair of Banco Sabadell, Josep Oliu, has sent a letter to retail shareholders reassuring ...

2 days ago · Comment - Is BaFin's argument against capital cuts for green activities, sustainable? 15 May 2024. Mark Branson told the media this week: "No compromises when ...

5 days ago · News and resources on regulation, compliance, legal and governance issues for banks and fintechs ... /regulation & compliance ... BaFin ...

5 days ago · Sustainable Finance Disclosures Regulation (SFDR) ... (BaFin) (Marie- Curie-Str. 24-28, 60439 Frankfurt ... Regulation 43 of the European Union (Markets in ...

5 days ago · Linq Capital, already warned by Germany's BaFin in. February, has now been ... regulations. https://bit.ly/3R3Pjg9 · #FinanceMagnates #CNMV #Regulation # ...

2 days ago · ... regulation, account types, trading cost, services ... (BaFin) warned consumers about the services ... This implies that the broker is operating in or from the UK ...

3 days ago · ... Directive (PDS II) ... BaFin granted an exemption from the provision of a contingency mechanism, according to Article 33 of the Delegated Regulation (EU) 2018/389.

6 days ago · N26 welcomes BaFin's lift of its growth restriction ... (BaFin) on May 9th, 2024. APRIL 08, 2024. N26 ... The USA is a country that - in the terms of EU Regulation ...

3 days ago · ... regulated by BaFin the Federal Financial Supervisory Authority of Germany. This Website contains information about various umbrella funds (each an “Umbrella ...

2 days ago · BaFin Lifts N26 Customer Cap Following AML Improvements ... These include recommendations on national cooperation and coordination, politically exposed persons, ...

4 days ago · BaFin to Lift Growth Restrictions on N26. May 28, 2024 | Bank Regulation. European digital bank N26 reports that Germany's Federal Financial Supervisory ...

5 days ago · Cryptocurrencies: Participate in the digital currency market. Stringent Global Regulation ... BaFin, ESCA, CySEC, and MAS, among others. This robust regulatory ...

4 days ago · regulated by Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and the European Central Bank. Authorised by the Prudential. Regulation Authority.

5 days ago · If you wish to submit reports as a suitable third party pursuant to Article 26 of the MiFIR. (Markets in Financial Instruments Regulation), you will need prior ...

2 days ago · Under the Regulation, in-scope EU providers of ESG ratings will require a licence from, and be supervised by, European Securities and Markets Authority (ESMA).

5 days ago · 27.05.2024 , ESMA - European Securities and Markets Authority [ ... BaFin erlässt Allgemeinverfügung zu Vergütungsanzeigen für W ... subscription.

4 days ago · BaFin's ... Regulation (Regulation (EU) 2019/2088 or 'SFDR') will... Author(s): Daniel ...

6 days ago · ... by regulators like CSSF, BaFin, DFSA, FSRA, and MAS. Industry leaders such as ESMA, Citi, and Polygon have acknowledged the standard. #Finance #Regulation.

4 days ago · Regulation · Risk · SAA/ALM · SFCR ... BaFin president warns against lower capital requirements for sustainability ... Regulation · Risk · SAA/ALM · SFCR ...

5 days ago · After more than two years, Germany's financial regulator BaFin has lifted a cap on the number of new customers that digital bank N26 can onboard. To sponsor our ...

3 days ago · Minimum of 5 years of practical experience in financial crime roles within an BaFin and CSSF-regulated financial services firm and has a good understanding of ...

5 days ago · Die Deutsche Kreditwirtschaft hat zu der Novelle des BaFin-Merkblattes für die externe Bail-in Implementierung Stellung genommen. Themen. Risk & Regulation ...

2 days ago · regulated by Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and the European Central Bank. Authorised by the Prudential. Regulation Authority.

5 days ago · BaFin Fines N26- Why And How Much? New Regulations By FinCEN And SEC. Will Canadian Sanctions Bring a Regulated World? Hopeful Turkey- To Get Off The ...

5 days ago · regulations. https://bit.ly/3R3Pjg9 · #FinanceMagnates #CNMV #Regulation #LinqCapital · #BaFin #WarningAlert #ForexTrading #FraudAlert · May be an image of ...

7 days ago · ... (BaFin) and the preparation and review of corresponding presentations. You will: Commit to 15-20 working hours per week; Ideally start on 1 July, but can be ...

5 days ago · ... Bafin). Securities and Futures Commission, Hong ... (Reto Zemp, Head of Financial Reporting within SIX Exchange Regulation) ... Gabriela Requiterena, Chartered ...

2 days ago · BaFin Lifts N26 Customer Cap Following AML Improvements ... "Vixio Regulatory Compliance offers excellent legal and regulatory ... regulation. Accessing a single, ...

4 days ago · Familiarity with FCA, BaFin and EU securities laws, including AIFMD, as well as General Data Protection Regulation. Ability to work in a collaborative team ...

5 days ago · ... regulation. Ressources. “Je suis heureux d'annoncer que la BaFin a entièrement levé la restriction de croissance de N26 à compter du 1er juin 2024. Cette ...

6 days ago · Capital Requirements Regulation · Compliance ... Capital Requirements Regulation ... Stellungnahme der Deutschen Kreditwirtschaft zur Novelle des BaFin-Merkblattes ...

3 days ago · ... regulated by BaFin the Federal Financial Supervisory Authority of Germany. This Website contains information about various umbrella funds (each an “Umbrella ...

4 days ago · May 21, 2023 - To ensure the complete traceability of fund and crypto-asset transfers, the EU Parliament and Council updated Regulation ... (BaFin) or Italy's ...

9 hours ago · He was told by the German regulator Bafin that the new owners were not obliged to buy out any remaining shareholders who missed the deadline — and according ...

5 days ago · ... BaFin, ESCA, CySEC, and MAS, among others. This robust regulatory framework ensures the safety and transparency of client funds, allowing traders worldwide ...

4 days ago · According to BaFin's administrative practice ... The recently adopted EU AML Regulation ... The GwVideoIdentV will enter out of force as soon as (1) the AML ...

2 days ago · Latest news and analysis of pensions, asset management, regulation and trends in Germany from our award-winning journalists ... BaFin green lights pension asset ...

3 days ago · ... (BaFin) and jointly supervised by the BaFin, the ... regulatory laws of your home country. ... regulated by the Australian Securities and Investment Commission and ...

3 days ago · Fintech N26 blames regulator for crimping growth. German digital bank and fintech N26 believes that regulatory actions by financial watchdog BaFin against ...

2 days ago · Markets in Crypto-Assets Regulation (MiCAR) · Digital Operational Resilience Act (DORA) · Sustainable Finance · Macroprudential Supervision · Checking of ...

5 days ago · ... (BaFin) of the successful completion of the shareholder control procedure. ... laws and regulations in your jurisdiction. ... regulation. You must inform yourself ...

4 days ago · ... BaFin) immediately, at the latest within four business days. ... The German healthcare market is highly regulated and governed by several regulatory instruments ...

3 days ago · Bundesbank and BaFin · Single Supervisory Mechanism ... MiCAR – Markets in Crypto-Assets Regulation · Liquidity. back ... Regulation on the liquidity of ...

1 day ago · ... Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority: ... BaFin”). In the Netherlands, the branch office ...

5 days ago · Combining Bitbond's “bank-grade” tokenization infrastructure with NYALA's BaFin-regulated Crypto Securities Registry services, their clients would aim to “ ...

3 days ago · ... BaFin's move is another blow to the bank's owner, Greensill Capital, which said on Tuesday it is in talks to sell large parts of its business after the loss ...

3 days ago · ... BaFin') and subject to its regulation. WEG's supervisory authorities are BaFin and the German Federal Bank ('Deutsche Bundesbank'). WEG is registered with ...

2 days ago · Background: In its cover letter on Circular 06/2024 (BA) dated May 29th, 2024 to the banking industry associations, BaFin ... Regulation (Digital Operational ...

5 days ago · ... Regulation Deter Investors · Semler Scientific ... BaFin, which had been restricting N26 to taking ... The regulator loosened the cap to 60,000 last year. The ...

5 days ago · Increasing regulation, such as Digital Operational ... Excellent knowledge and proven experience of working third-party regulations (PRA, EBA & BaFin).

2 days ago · Regulation · BaFin Three Point Declaration · Licences · CPMI-IOSCO Disclosure Framework · Central Securities Depositories Regulation (CSDR) · Client Readiness.

5 days ago · Combining a more prescriptive European regulation ... laws, which differ from Australian laws. This document is ... (BaFin); Allianz Global Investors (Schweiz) AG ...

3 days ago · To provide a truly comprehensive service, Upvest is fully regulated with 5 licences from BaFin. Now any company that wants to offer investment products has ...

2 days ago · ... regulatory reporting. · Good understanding of HKMA / MAS / BaFin / US regulatory requirements. · Good analytical skills, attentive to details, flexible ...

6 days ago · Increasing regulation, such as Digital Operational ... Excellent knowledge and proven experience of working third-party regulations (PRA, EBA & BaFin).

6 days ago · BaFin President Mark Branson has made a plea for less complex financial supervision and regulation. But this is likely to run up against the realities of ...

4 days ago · ... Regulatory and Government AffairsLitigation ... BaFin in court as well; Advising purchaser or ... regulation under German insurance supervisory law ...

2 days ago · ... BaFin) and Deutsche Bundesbank. Switzerland: For ... laws, which differ from Australian laws. ... Regulation Authority under UK laws, which differ from Australian ...

3 days ago · ... BAFIN and the Bank of England. The regulatory ... Regulation (SFDR) in the near future. Only by ... regulation such as IFRS S1 and S2. EU Transitional Finance.

4 days ago · Tangany is regulated by the German federal financial supervisory authority, BaFin. Using our modern blockchain API, we enable our customers to easily and ...

6 days ago · Prudential regulatory experience preferred;; Previous experience in dealing with and maintaining relationships with the BaFin, ECB or European or Global ...

6 days ago · Deutsche Bank's principal regulators, including the BaFin, the ECB, the UK Prudential Regulation Authority and the Federal Reserve Board, have also ...

7 days ago · Bundesanstalt fur Finanzdienstleistungsaufsicht (BaFin) (Federal Financial Supervisory Authority). Greece. Hellenic Capital Market Commission (HCMC)). Hungary.

1 day ago · Boards, Policy & Regulation ... Elisabeth Roegele, an executive director with Germany's Bafin financial markets watchdog, said that more applications could still ...

4 days ago · Authority, and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. ... BaFin) and the German ...

5 days ago · BaFin Guidance Notice. Banking Regulation & Supervision. CRD/CRR. European legislation · German legislation · Current developments. Basel regulatory framework.

4 days ago · BaFin President Mark Branson ... Technology-orientated financial regulation: DORA. Source: Dirk Zetzsche. Licence holder as access point for regulation: " ...

23 hours ago · Germany's financial regulator, BaFin, has imposed a fine of 9.2 million euros ($10.00 million) on the online bank N26 after discovering that the bank ...

6 days ago · Comdirect has the following regulation: European countries - Federal Financial Supervisory Authority (BaFin). Why does all this matter? We are contacted by ...